LookOut multi-compliance Hub
LookOut is a multi-compliance solution for trade and market surveillance, regulatory reporting and business analysis specifically designed for Investment Firms (buy-side and sell-side) and Trading Venues.
The solution complies with the European trading regulations and fulfils similar requirements in Canada, Japan, Hong Kong, India, Indonesia, Singapore and USA.
Relevant regulations include: MAD/MAR, MiFID/MiFIR, SFTR, conflict of interest and personal dealing (Europe); Dodd-Frank Wall Street Reform and Consumer Protection Act (USA); Universal Market Integrity Rules (UMIR) and other IIROC rules (Canada); Financial Instruments and Exchange Act (Japan); Securities and Futures Ordinance (Hong Kong); Market Misconduct Regime, Part XII SFA (Singapore); Indonesia Law no. 8; SGX Trade Surveillance Handbook and Members’ Surveillance Dashboard.
LookOut also supports FX Global Code extending its datacentric surveillance system to the foreign exchange domain. The FX Global Code module features:
- Existing detection pattern library adapted to FX specificities
- New surveillance agents to cover FX Global Code principles
- Dedicated analysis on spot rates and forward points
LookOut is recognized as a successful product from our customers thanks to a number of unique selling points:
fast (real-time) and scalable pattern recognition engine
extended catalogue of built in detection patterns
regulatory updates adaptive maintenance
highly skilled support team
integrated, web-based case management system
The technology behind LookOut constantly evolves, introducing new features such as a machine learning toolkit and no-SQL database infrastructure.
Highlights
Data Quality Management
AlgorithmicSurveillance
Case ManagementSystem
DataAnalysis
FlexibleBusiness Model
