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SFTR Compliance

SFTR Compliance - Trading and Brokerage

The Securities Financing Transactions Regulation (SFTR) is the product of a joint work carried out by the Financial Stability Board (FSB) and the European Systemic Risk Board (ESRB) to curb shadow banking.
SFTR is intended to enhance the transparency of the securities financing markets by requiring those who enter into securities financing transactions to report the SFT to a trade repository.

Lookout@SFTR is LIST’s solution to comply with the record keeping, monitoring and reporting requirements for Securitized Financing Transactions (SFT).
Leveraging LIST's technical expertise on big data repositories and ETL, our customers have fed LookOut with multiple heterogeneous sources, minimizing integration costs, enforcing data quality.
Our solution offers pre-reporting validation, minimizing reporting errors, and a real-time rule engine offers monitoring and near-real-time to T+1 reporting to proficiently cover regulation requirements.
LookOut natively supports multi-firm implementations minimizing setup and deployment costs for structured banking, insurance and corporate groups.
A modern Web UI, designed to improve user experience, allows IT departments to effectively operates the system without deploying anything on end-users’ desks, minimizing operational and delivery costs.

Highlights

  • Big data repository (RDBMS and NoSQL).
  • Embedded ETL.
  • Data quality.
  • Real-time monitoring and near-real-time to T+1 reporting.
  • Multi-firm implementation.
  • Modern Web UI.
  • Evolutive maintenance to cope with regulatory revisions and late guidelines.